Notice for the Handling of AIM Executions

Under CBOE Rule 6.74b.02, we are required to send you the following:

When handling an order of 500 or more on your behalf, Lakeshore Securities may solicit other parties to execute against your order and may thereafter execute your order using the Chicago Board Options Exchange's AON AIM solicitation Mechanism. This functionality provides a single-priced execution, unless the order results in price improvement for the entire quantity, in which case multiple prices may result. For further details on the operation of this mechanism, please refer to Chicago Board Operations Exchange Rule 6.74B, which is available at www.cboe.com/legal

Under C2 Rule 6.52, we are required to send you the following:

When handling an order of 500 contracts or more on your behalf, Lakeshore Securities may solicit other parties to execute against your order and may thereafter execute your order using the C2 Options Exchange's AON AIM Solicitation Mechanism. This functionality provides a single-priced execution, unless the order results in price improvement for the entire quantity, in which case multiple prices may result. For further details on the operation of this mechanism, please refer to C2 Rule 6.52, which is available at www.c2exchange.com.